Another year passes and more regulations have been added to the agenda.
With the introduction of the Senior Managers and Certification Regime (SMCR), it’s now personal as individuals must take responsibility for the firm’s actions. Add to this the mass uncertainty surrounding the word people fear to mention (‘Brexit’), there is no respite for the UK wealth management industry.
Continuing the theme from previous years, Compeer will be running a series of interviews with senior Compliance professionals in the industry to understand how the firms are coping, what major changes they have implemented and where do they see the industry going forward? SMCR and Brexit will be hot topics within the interviews along with other key themes such as RegTech.
We will be delighted to share the findings at our next Compliance conference and invite you to join us. Also hear the views from a selection of guest speakers with expertise in these areas.
There is no charge for this seminar for representatives of wealth management firms and private banks. A charge of £250 + VAT per ticket applies for service providers.
CPD certificates will be issued shortly after the seminar