Compliance 2020: Impact on a Personal and Business Perspective


Another year passes and more regulations have been added to the agenda.

With the introduction of the Senior Managers and Certification Regime (SMCR), it’s now personal as individuals must take responsibility for the firm’s actions. Add to this the mass uncertainty surrounding the word people fear to mention (‘Brexit’), there is no respite for the UK wealth management industry.

Continuing the theme from previous years, Compeer will be running a series of interviews with senior Compliance professionals in the industry to understand how the firms are coping, what major changes they have implemented and where do they see the industry going forward? SMCR and Brexit will be hot topics within the interviews along with other key themes such as RegTech.

We will be delighted to share the findings at our next Compliance conference and invite you to join us. Also hear the views from a selection of guest speakers with expertise in these areas.


There is no charge for this seminar for representatives of wealth management firms and private banks. A charge of £250 + VAT per ticket applies for service providers.

CPD certificates will be issued shortly after the seminar

Event Information

08:15 – 09:00            Registration & Breakfast

09:00 – 12.00            Presentations

12:00 – 13:00           Networking, drinks and canapés

Further details to follow …

Please complete the form below to register for the event. If you are experiencing any problems viewing the form please email to submit your registration.

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Research Partner


Other upcoming events

WealthTech 2020: Drivers of Change

April 2020
15:30 - 19:00

With technology increasingly at the forefront of wealth managers’ service ranges, Compeer will again be interviewing senior executives within technology to understand their views on the latest developments and where they see a need for improvements going forward.

Wealth Management: Yearly Review 2020

June 2020
08:15 - 13:00

Find out all of the latest trends in the UK Wealth Management industry based on Compeer’s extensive annual business performance benchmarking survey.