For many years now, regulation has been the main concern of the UK wealth industry, causing multiple headaches across the sector and one of the key reasons behind surging costs among these firms.
In September 2021, the FCA issued a ‘Dear CEO’ letter, which outlines the new areas of focus from the regulator. These will therefore each form a basis of discussion within the webinar and include:
- Fraud, investments scams and market abuse
- Financial resilience and disorderly firm failure
- Costs and charges
Please use the form below to register your interest in attending this webinar. A member of the Compeer team will then be in touch shortly.
There is no charge for this webinar for representatives of wealth management firms and private banks. A charge of £100 + VAT applies for service providers.
CPD certificates will be issued shortly after the webinar.